Our Consultants

Providing architected solutions for compliance.

In order to properly assess overall compliance risk and provide the highest level of consulting services, BRC’s consultants capitalize on their prior regulatory experience. BRC only employs consultants that possess substantial direct regulatory experience. BRC believes this characteristic enables its consultants to properly interpret and apply the criteria and analysis specifically utilized by regulators, enabling our clients to understand and interpret the Blueprint to regulation.

BRC’s founding partners maintain a combined 35 years of industry experience with 15 years of direct supervisory and lead examiner experience with various regulators. Collectively, they have conducted numerous high profile, risk based examinations of various size financial institutions, during their regulatory and consulting tenures. Based upon this direct regulatory and consulting experience, BRC continues to maintain relationships with regulatory and compliance staff, which enables our consultants to remain current with regulatory expectations and trends, in turn enhancing our consulting services offered to our clients. BRC’s consultants have also held senior level consulting positions with nationally recognized consulting firms, as well as chief compliance officer and senior compliance officer positions.

Additionally, BRC’s consultants are licensed securities professionals including General Securities Principals (Series 24), Financial and Operations Principals (Series 27), and Certified Anti-Money Laundering Specialists (CAMS). Our dedicated compliance professionals are committed to partnering with your firm to meet its regulatory expectations and architecturally designing a compliance program specific to the risks of your organization. We look forward to architecting your solutions for risk.