Investment Advisors

Personalized compliance consulting services, proactively positioning for the changing regulatory environment

BRC is confident that in today’s evolutionary regulatory environment, a “One Size Fits All” compliance program isn’t a sound approach to maintaining a robust “Culture of Compliance”. As such, all of BRC’s compliance solutions are provided with the unique needs of each investment adviser (“Adviser”) in mind, while working alongside each Adviser to help ensure it has the appropriate Blueprint in place to reach its compliance and regulatory goals.

Our consultants provide an independent perspective that compliments each of our client’s current strengths, while providing each Adviser with additional experienced resources designed to enhance the effectiveness of any Compliance Program. BRC’s consulting solutions for Adviser’s vary from assisting clients with broad based Compliance reviews to aiding Advisers with strategic reviews focused on areas that present enhanced risk. Advisers will find that BRC’s compliance solutions and work products are complete and truly delivered tailor-made to their overall operations and budget.

For our most comprehensive and customizable Adviser compliance solution, please see our Diazo Program.