Futures and Commodities

Personalized compliance consulting services, proactively positioning for the changing regulatory environment.

BRC’s experienced consultants specialize in National Futures Association (NFA) registration establishing a long-term partnership with our clients fostered through the membership process. Upon obtaining regulatory approval, BRC continues to provide regulatory insight and consulting services through various compliance solutions, including regulatory compliance reviews, anti-money laundering testing, regulatory examination assistances, customized compliance manuals, and specialized compliance or product reviews.

BRC’s compliance solutions allow NFA members and U.S. Commodity Futures Trading Commission (CFTC) registered firms to augment available resources, while receiving the direct regulatory perspective and approach desired to assess compliance with changing regulatory requirements and expectations. BRC’s consultants provide firms with direction and/or recommended corrective action for any potential weaknesses, or provide complete bundled solutions for select compliance related tasks. Upon engaging BRC’s services, we become a partner in your firm’s compliance efforts.

For our most comprehensive and customizable NFA/CFTC compliance solution, please see our Diazo Program.